Manuel Arias is a registered investment advisor at Lantern Wealth Advisors, LLC, based in Melville, NY, with 33 years of industry experience. Manuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 199 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.50% |
| $50K - $100K | 2.25% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.65% |
| $1M+ | 1.50% |
These fees are for Equities and Balanced Accounts. Fixed Income Portfolios have a different fee schedule: $250,000 to $499,999: 0.95%, $500,000 to $999,999: 0.85%, $1,000,000+: 0.75%. Fees and account minimums may be negotiable.
Fee Estimator
Location
35 Pinelawn Road, Suite 101E, Melville, NY, 11747
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2004Customer Dispute
April 2004Customer Dispute
June 2003Customer Dispute
July 2000Other Business Activities
Manuel is involved with Lantern Advisers LLC since 2010, focusing on sales. This requires minimal time and may occur during securities trading hours.
Employment History
Current Registrations
Lantern Wealth Advisors, LLC
Herold & Lantern Investments, INC.Broker
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.
Mclaughlin, Piven, Vogel Securities, INC.Broker
Hotovec Pomeranz & CO., INC.Broker
Ridgeway Helms Securities CorporationBroker
Round Hill Securities, INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.