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Brian Elliott

32 Years of Experience
Broker

Brian Elliott is a registered investment advisor, based in Los Angeles, CA, with 32 years of industry experience.

Location

11601 Wilshire Blvd., 25th Floor, Los Angeles, CA, 90025-1770

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is SVP, Director of the Institutional Division at Genter Capital Management, dedicating nearly full-time hours to direct sales and marketing. He is also a general partner in a family limited partnership and a limited partner in a real estate LLC, both requiring minimal time, and a Director at Genter Advisors, LLC, spending minimal time there.

Employment History
Current Registrations
Imst Distributors, LLC
January 2013 - Present · 13 yrs 3 mos
Imst Distributors, LLCBroker
January 2013 - Present · 13 yrs 3 mos
Genter Capital Management
July 2012 - Present · 13 yrs 9 mos
Previous Registrations
Grand Distribution Services, LLCBroker
May 2012 - December 2012 · 7 mos
Northern Trust Securities, INC.Broker
May 2011 - February 2012 · 9 mos
Bny Convergex Execution Solutions LLCBroker
March 2010 - March 2011 · 1 yr
Vp Distributors INCBroker
June 2004 - March 2010 · 5 yrs 9 mos
Alliancebernstein Investment Research and Management, INC.Broker
April 2002 - March 2004 · 1 yr 11 mos
Ka Associates, INC.Broker
March 1999 - May 2002 · 3 yrs 2 mos
Pilgrim Securities, INC.Broker
February 1999 - February 1999 · 0 mos
Nicholas-Applegate Securities (a California Limited Partnership)Broker
May 1996 - January 1999 · 2 yrs 8 mos
John Nuveen & CO., IncorporatedBroker
February 1993 - May 1996 · 3 yrs 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Elliott - Financial Advisor | TrueAdvisor