TrueAdvisor
TrueAdvisor
BC
CFP
BC
CFP

Basil Edmund Conroy

City National Securities, INC.
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
108 advisors
Number of Clients
1,638 clients
Average Client Portfolio
$972K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.01%
$1M+0.01%

Fees are negotiable in certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$500

Location

400 Park Avenue,, 2nd Floor, New York, NY, 10022

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
City National Securities, INC.
March 2016 - Present · 9 yrs 11 mos
City National Securities, INC.
March 2016 - Present · 9 yrs 11 mos
City National Securities, INC.Broker
March 2016 - Present · 9 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2014 - February 2016 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
July 2014 - February 2016 · 1 yr 7 mos
Wells Fargo Advisors, LLC
May 2011 - July 2014 · 3 yrs 2 mos
Wells Fargo Advisors, LLCBroker
May 2011 - July 2014 · 3 yrs 2 mos
Mbsc Securities CorporationBroker
February 2009 - October 2010 · 1 yr 8 mos
Bny Investment Center INC.Broker
June 2005 - September 2007 · 2 yrs 3 mos
Citicorp Investment ServicesBroker
July 1996 - April 2004 · 7 yrs 9 mos
USAA Investment Management CompanyBroker
May 1993 - May 1996 · 3 yrs
Swbc Investment CompanyBroker
November 1992 - April 1993 · 5 mos
Pruco Securities CorporationBroker
July 1992 - October 1992 · 3 mos
The Prudential Insurance Company of AmericaBroker
July 1992 - October 1992 · 3 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.