Daniel Tapia
Daniel Tapia is a CFP-designated registered investment advisor at Rembrandt Financial Group LLC, based in Austin, TX, with 33 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 230 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
248 Addie Roy Road, Suite C 103, Austin, TX, 78746
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2007Employment Separation After Allegations
June 2004Other Business ActivitiesSells Insurance
Daniel is involved in several business activities, including real estate rentals through Valois, Lakeway Brats, Rembrant Real Estate, Selva Tapia Holdings, and TapMex Holdings. He also dedicates nearly full-time hours to Rembrandt Financial Group, LLC, a DBA for his LPL business, and spends a few hours per week on non-variable insurance products.
Employment History
Current Registrations
Rembrandt Financial Group LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.