AS
AS

Alexander Sands Smith

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
12,116 clients
Average Client Portfolio
$202K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$50K
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Location

1515 Mockingbird Lane, Suite 800, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander is the VP of the North Carolina Association of Insurance & Financial Advisors, dedicating minimal time. He also owns and manages real estate through Without A Clue, LLC, is the owner/president of Spark Financial LLC involved in insurance sales, president of The Block Group, and owner of New Gen Properties, LLC, a real estate rental business.

Employment History
Current Registrations
Esi Financial Advisors
February 2000 - Present · 26 yrs
Equity Services, INC.Broker
June 1994 - Present · 31 yrs 8 mos
State Registrations14 states
ALAZCOFLINMDMIMNNCNHNYOKSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.