John Babnik

Raymond James Investment Management

29 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Raymond James Investment Management

Compensation

Fee-Only (AUM)

Firm Size

22 advisors

Number of Clients

3 clients

Average Client Portfolio

$5.5B average

Assets Under Management

$16.4B

Fee Structure

Financial Planning:Investment management only

Location

780 Carillon Parkway, St Petersburg, FL, 33716

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Raymond James Investment Management

April 2025 - Present · 10 mos

Carillon Fund Distributors, INC.

April 2025 - Present · 10 mos

Carillon Fund Distributors, INC.Broker

April 2025 - Present · 10 mos

Previous Registrations

Resolute Investment Distributors, INC.Broker

January 2023 - July 2024 · 1 yr 6 mos

American Beacon Advisors, INC.

January 2023 - July 2024 · 1 yr 6 mos

Northern Trust Investments, Incorporated

November 2020 - January 2023 · 2 yrs 2 mos

Northern Trust Securities, INC.Broker

November 2020 - January 2023 · 2 yrs 2 mos

Franklin Templeton Financial Services CORP.Broker

January 2020 - October 2020 · 9 mos

Franklin/templeton Distributors, INC.Broker

January 2020 - October 2020 · 9 mos

Columbia Management Investment Advisers, LLC

June 2012 - December 2019 · 7 yrs 6 mos

Columbia Management Investment Distributors, INC.Broker

June 2012 - December 2019 · 7 yrs 6 mos

Salient Capital Advisors, LLC

April 2011 - January 2012 · 9 mos

Salient Capital L.P.Broker

February 2011 - January 2012 · 11 mos

Salient Advisors, L.P.

February 2011 - November 2011 · 9 mos

Endowment Advisers, L.P.

February 2011 - November 2011 · 9 mos

Wells Fargo Funds Management, LLC

January 2010 - January 2011 · 1 yr

Wells Fargo Funds Distributor, LLCBroker

January 2010 - January 2011 · 1 yr

Evergreen Investment Management CO

September 2009 - January 2010 · 4 mos

Evergreen Investment Services, INC.Broker

February 2007 - January 2010 · 2 yrs 11 mos

Citigroup Global Markets INC.Broker

July 1998 - June 2005 · 6 yrs 11 mos

Painewebber IncorporatedBroker

September 1996 - March 1998 · 1 yr 6 mos

Griffin, Kubik, Stephens & Thompson, INC.Broker

March 1994 - July 1996 · 2 yrs 4 mos

Nylife Securities INC.Broker

May 1992 - March 1994 · 1 yr 10 mos

State Registrations13 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.