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WK
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William Keen

Keen Wealth Advisors
33 Years of Experience
10 Disclosures
View SEC Summary
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William Keen is a registered investment advisor at Keen Wealth Advisors, based in Overland Park, KS, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 930 clients with $1B in assets under management.

Keen Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
930 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Keen Wealth Advisors offers comprehensive portfolio management services where they manage your investments.

The annual management fee is based on a percentage of the value of your portfolio. The exact fee will vary by client based on services provided and other considerations, but will not exceed 2.0% per year. The fee is charged quarterly, in advance, based on the value of your account on the last business day of the previous quarter.

Fees are negotiable on a limited basis based on the complexity of the client’s situation, the composition of the client’s account(s), the potential for additional account deposits, the relationship of the client with the firm and the total amount of assets under management for the client.

View Full SEC Brochure

Location

7500 College Blvd., Suite 1000, Overland Park, KS, 66210

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History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
Regulatory
May 2007
Final
Customer Dispute
February 2006
Settled
Customer Dispute
September 2005
Settled
Customer Dispute
July 2005
Settled
Customer Dispute
February 2004
Settled
Customer Dispute
January 2004
Settled
Customer Dispute
June 2003
Settled
Customer Dispute
April 2003
Settled
Customer Dispute
June 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is an author, a volunteer pilot for Angel Flight, and the treasurer for Angel Flight. He is also a managing member/owner of KWA Holdings, LLC, a private jet charter service.

Employment History
Current Registrations
Keen Wealth Advisors
May 2014 - Present · 11 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - May 2014 · 10 yrs 10 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2014 · 10 yrs 10 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
UBS Painewebber INC.Broker
February 1998 - May 2001 · 3 yrs 3 mos
Smith Barney INC.Broker
January 1995 - March 1998 · 3 yrs 2 mos
Dean Witter Reynolds INC.Broker
February 1993 - January 1995 · 1 yr 11 mos
State Registrations2 states
KSTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.