Bruce Morrow is a CFP-designated registered investment advisor at Sequent Planning, LLC, based in Saratoga Springs, NY, with 29 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,102 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequent Planning offers asset management services where they manage your investments. The annual advisory fee will never exceed 1.75%. The exact fee is negotiable based on factors such as the advisor, client type, and complexity of the situation. You may also incur additional charges from third parties, such as mutual fund expenses and custodian fees.
Location
Saratoga Springs, NY
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Regulatory History (1)
Employment Separation After Allegations
May 2005Other Business ActivitiesSells Insurance
Bruce is involved with Blue Chip Financial Group, focusing on life, health, and insurance, dedicating nearly full-time hours to this endeavor. Additionally, Bruce has been an insurance agent since 2017, offering insurance products and services to clients and prospects.
Employment History
Current Registrations
Sequent Planning, LLC
Previous Registrations
Adirondack Trading Group LLCBroker
Next Financial Group, INC.Broker
Cadaret, Grant & CO., INC.Broker
Terra Securities CorporationBroker
Prime Capital Services, INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.