Michelle Thomas is a registered investment advisor, based in Woodbury, NY, with 19 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michelle is a part-time CCO/CFO for WBB Securities LLC, a broker-dealer/RIA, since January 2024. This activity is investment-related and takes minimal time during regular hours.
Employment History
Current Registrations
Ark Global, LLCBroker
January 2024 - Present · 2 yrs 3 mos
Impactu.investments, LLC
January 2024 - Present · 2 yrs 3 mos
Ark Global, LLC
January 2024 - Present · 2 yrs 3 mos
Impactu.investments, LLCBroker
January 2024 - Present · 2 yrs 3 mos
Wbb Securities, LLCBroker
October 2022 - Present · 3 yrs 6 mos
Wbb Securities, LLC
October 2022 - Present · 3 yrs 6 mos
Vanderbilt Advisory Services
August 2020 - Present · 5 yrs 8 mos
Vanderbilt Securities, LLCBroker
August 2020 - Present · 5 yrs 8 mos
Vanderbilt Securities, LLC
August 2020 - Present · 5 yrs 8 mos
Previous Registrations
Lightpath Capital, INCBroker
March 2022 - December 2023 · 1 yr 9 mos
Impactu.investments, LLCBroker
August 2021 - July 2022 · 11 mos
Millennial Advisers, LLC.
March 2020 - May 2020 · 2 mos
Allied Millennial Partners, LLCBroker
January 2020 - May 2020 · 4 mos
Wbb Securities, LLC
August 2013 - October 2022 · 9 yrs 2 mos
Wbb Securities, LLCBroker
May 2013 - October 2022 · 9 yrs 5 mos
Allstate Financial Services, LLCBroker
April 2000 - October 2006 · 6 yrs 6 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.