David Rauch is a registered investment advisor at Kelleher Financial Advisors, LLC, based in New York, NY, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 335 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2M+ | 0.50% |
This fee schedule applies to the Starboard Advisors Division. Kelleher Financial Advisor Division and Battery Park Capital Division charge fees ranging from 0.50% to 1.50%.
Fee Estimator
Location
100 Wall Street, Suite 804, New York, NY, 10005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kelleher Financial Advisors, LLC
Previous Registrations
Sam Advisors, LLC
Sam Advisors, LLC
Sam Advisors, LLC
Smith Asset Management, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.