Daniel Roberts is a registered investment advisor at Fiscal Wisdom Wealth Management LLC, based in Canton, CT, with 28 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,579 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiscal Wisdom Wealth Management charges a percentage of your portfolio each year. The minimum annual fee is $1,000 and is negotiable. The fees will not exceed more than 2% of assets under management per year. For accounts managed under the Representative as Manager Program, the fees are 1% to 2% as agreed to by client.
Location
61 Maple Avenue, Canton, CT, 06019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Fiscal Wisdom Wealth Management LLC
Roberts & Ryan, INC.
Roberts & Ryan, INC.Broker
Securitize Markets, LLCBroker
Securitize Markets, LLC
Vistia Capital, LLC
Vistia Capital, LLCBroker
Iur Securities LLCBroker
Rockefeller Financial LLCBroker
Rockefeller Financial LLC
Previous Registrations
Favorpoint CapitalBroker
Miura Capital, LLCBroker
Monmouth Capital Management LLCBroker
Barnabas Capital, LLCBroker
People's Securities, INC.Broker
People's United Advisors, INC.
Indexperts, LLC
Carl Marks Securities LLCBroker
Robus Capital Partners LLCBroker
Angel Island Capital Services, LLCBroker
Linden Thomas Advisory Services, LLC
Linden Thomas and Company Securities, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Warner Group, INC.Broker
Securities America, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.