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EH
EH

Eric Wayne Harding

Empirikal Partners LLC
33 Years of Experience
14 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Empirikal Partners LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
170 clients
Average Client Portfolio
$518K average
Assets Under Management
$88.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2M+0.85%

Fees negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

Phoenix, AZ

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History

Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Pending
Financial
July 2018
Final
Employment Separation After Allegations
October 2016
Employment Separation After Allegations
December 2015
Customer Dispute
March 2005
Withdrawn
Customer Dispute
December 2002
Denied
Customer Dispute
November 2002
Settled
Customer Dispute
September 2002
Denied
Customer Dispute
June 2002
Settled
Customer Dispute
April 2002
Settled
Customer Dispute
March 2002
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
August 2001
Settled
Customer Dispute
June 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empirikal Partners LLC
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner
March 2016 - November 2016 · 8 mos
United Planners' Financial Services of America a Limited PartnerBroker
February 2016 - November 2016 · 9 mos
Wells Fargo Advisors, LLC
August 2005 - January 2016 · 10 yrs 5 mos
Wells Fargo Advisors, LLCBroker
February 2002 - January 2016 · 13 yrs 11 mos
Wachovia Securities, INC.
February 2002 - December 2002 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - March 2002 · 9 yrs 6 mos
Painewebber IncorporatedBroker
March 1992 - August 1992 · 5 mos
State Registrations8 states
AZCAFLGANJNYTXWY
Advisor
Exams
No exam information available for this advisor.