TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
KS
CFP
KS
CFP
Kathleen Ann Stepp
Stepp & Rothwell INC
30 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Stepp & Rothwell INC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
7 advisors
Number of Clients
334 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$963.7M
Loading...
Location
7300 College Boulevard, Suite 100, Overland Park, KS, 66210
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
July 1995
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Stepp & Rothwell INC
July 1995 - Present · 30 yrs 7 mos
State Registrations
2 states
KS
UT
Advisor
Exams
No exam information available for this advisor.