TrueAdvisor
TrueAdvisor
DS
DS

David Wayne Stockmeier

Osaic Wealth, INC.
33 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Osaic Wealth, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only

Location

192 Ballard Court, Suite 400, Virginia Beach, VA, 23462

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an IA Rep for The Ascent Group, an employee of Alera Group, and the owner of Summit Group of Virginia, dedicating full-time hours to these activities. He also sells fixed insurance products, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
The Ascent Group, LLC
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Triad Advisors LLCBroker
February 2023 - August 2024 · 1 yr 6 mos
Ameritas Investment Company, LLCBroker
June 2006 - January 2023 · 16 yrs 7 mos
Ameritas Advisory Services
June 2006 - June 2021 · 15 yrs
Carillon Investments, INC
April 2000 - June 2006 · 6 yrs 2 mos
Carillon Investments, INC.Broker
March 2000 - June 2006 · 6 yrs 3 mos
MML Investors Services, INC.Broker
January 1992 - March 2000 · 8 yrs 2 mos
State Registrations38 states
ALAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMOMTNCNHNJNMNYOHPASCSDTNTXUTVAVTWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.