Mary Margolis is a CFP-designated registered investment advisor at Mbr Financial, based in Houston, TX, with 27 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 448 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts above $10,000,000. Muni accounts & variable annuities: 0.50%. Alternative investments: 0.75% on first $5M, 0.25% above that. Cryptocurrencies: 0.75%.
Fee Estimator
Location
2000 West Loop South, Suite 1510, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mary is a general partner in MDMT Enterprises and manages investments within OLG Resources. She also sells and services insurance products through MBR Financial and PKS Financial Services, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Mbr Financial
Previous Registrations
Fsc Securities Corporation
Bbva Wealth Solutions INC.
Royal Alliance Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.