Brian Kelly
Brian Kelly is a CFP-designated registered investment advisor at Vicus Capital, INC., based in Rochester, NY, with 33 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,005 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vicus Capital charges a percentage of your portfolio's value each year for investment management. The exact percentage depends on the specific strategy you choose. The fee is calculated at the beginning of each month based on the value of your account on the last day of the previous month. The fee is deducted from your account. The Investment Management Fee and IAR fee should not exceed 2.5% of the account’s net asset value.
Location
Rochester, NY
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Regulatory History (1)
Customer Dispute
September 2021Other Business ActivitiesSells Insurance
Brian is an investment advisory representative at Vicus Capital, Inc. and the owner of Kelly Retirement Services, LLC, dedicating about a quarter of his time to each. Brian also sells fixed insurance products, including life, health, disability, annuities, and long-term care, and provides financial services through Partners Financial Group, spending a few hours per week on the latter two.
Employment History
Current Registrations
Vicus Capital, INC.
Cetera Wealth Services, LLCBroker
Previous Registrations
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
Nationwide Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.