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JB
CFP
JB
CFP
James Andrew Burton
Northwest Asset Management
26 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Northwest Asset Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
54 advisors
Number of Clients
3,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$3.6B
Fee Structure
Investment Management
Planning
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Location
2835 82nd Avenue Se, Ste 100, Mercer Island, WA, 98040
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
March 2005
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Northwest Asset Management
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
Morgan Stanley
June 2009 - January 2013 · 3 yrs 7 mos
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Wachovia Securities, LLC
July 1999 - September 2008 · 9 yrs 2 mos
State Registrations
4 states
CA
ID
TX
WA
Advisor
Exams
No exam information available for this advisor.