JC
JC

James Gregory Cordell

33 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
381 clients
Average Client Portfolio
$343K average
Assets Under Management
$130.8M

Fee Structure

Financial Planning:Investment management only
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Location

500 Morgan Creek Rd, Chapel Hill, NC, 27517

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James plays mandolin in a bluegrass band called Guilty Pleasures, dedicating a few hours per week to this non-investment related activity. He is also the President of the Cordell Group, Inc., a pass-through S Corp, spending about a quarter of his time on this role.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
December 2010 - Present · 15 yrs 2 mos
Intercarolina Financial Services, INC.Broker
December 2010 - Present · 15 yrs 2 mos
Intercarolina Financial Services, INC.
December 2010 - Present · 15 yrs 2 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Citigroup Global Markets INC.
January 2002 - June 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
The Robinson-Humphrey Company, LLCBroker
January 1992 - January 2002 · 10 yrs
State Registrations9 states
COFLGAMDNCNYSCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Gregory Cordell - Financial Advisor | TrueAdvisor