CG
CG

Christopher Grant

32 Years of Experience
Broker

Christopher Grant is a registered investment advisor at Bny Mellon Securities Corporation, based in New York, NY, with 32 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,823 clients with $7.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
66 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

BNY Mellon Securities Corporation (BNYSC) does not directly charge fees to individual clients. Instead, BNYSC receives a portion of the wrap fee that the client pays to the Program Sponsor. This portion typically ranges from 0.00% to 0.50% annually, depending on the Program Sponsor, the type of account, the level of support provided by BNYSC, and the size of the client’s assets in the specific investment strategy.

Loading...

Location

240 Greenwich Street, New York, NY, 10286

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Bny Mellon Securities Corporation
May 2013 - Present · 12 yrs 11 mos
Bny Mellon Securities Corporation
May 2012 - Present · 13 yrs 11 mos
Bny Mellon Securities CorporationBroker
May 2012 - Present · 13 yrs 11 mos
Previous Registrations
Sentinel Financial Services CompanyBroker
August 2011 - May 2012 · 9 mos
Mfs Fund Distributors, INC.Broker
December 1994 - August 2011 · 16 yrs 8 mos
Mfs Financial Services, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Grant - Financial Advisor | TrueAdvisor