Andrew Frank is a registered investment advisor at Shelter Rock Management, LLC, based in Jericho, NY, with 12 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 130 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.85% |
Fee schedule shown is for Conservative Allocation, Equity Income, Select Equity, and Custom Accounts. Strategic Income has a $1,000,000 minimum and charges 1.00% on all assets. Annualized management fee for managing variable annuity mutual fund portfolio accounts on a discretionary basis is 0.5%. Fees may be negotiable.
Fee Estimator
Location
375 North Broadway, Suite 207, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a director at National Employers Council since 2004, helping guide the company's strategies and marketing efforts. This requires minimal time commitment and occurs outside of business hours.
Employment History
Current Registrations
Shelter Rock Management, LLC
State Registrations1 state
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