Shelly Baker is a CFP-designated registered investment advisor at Waddell & Associates, LLC, based in Memphis, TN, with 28 years of industry experience. Shelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,022 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.33% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $8.0M | 0.60% |
| $8.0M - $20.0M | 0.50% |
| $20M+ | 0.20% |
Fee Estimator
Location
5188 Wheelis Drive, Memphis, TN, 38117
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Waddell & Associates, LLC
Previous Registrations
B. Riley Wealth ManagementBroker
B Riley Wealth Management
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
Legacy Wealth Management INC
Waddell & Associates INC
Morgan Keegan & Company, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.