Timothy O'connor
Timothy O'connor is a registered investment advisor at O'connor Financial Group LLC, based in Quincy, IL, with 34 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 355 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $2.0M | 1.30% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.60% |
The investment advisory fee schedule is a ‘tiered’ or ‘blended’ fee schedule, which means that different annual fee percentages will apply to different ranges of client assets under Adviser’s management. The fee portfolio management fee schedule above is a ‘cliff’ fee schedule, which means that all client assets under Adviser’s management are charged the same corresponding annual fee percentage based on the total client assets designated to be under Adviser’s advisement.
Fee Estimator
Location
511 Maine Street, Quincy, IL, 62301
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Timothy has an account set up for estate planning purposes since 2011. He also sells life, health, long-term care, disability insurance, and fixed annuities as part of O'Connor Financial Group LLC, dedicating about 10-20% of his time to this activity, and owns commercial real estate, spending minimal time on it.
Employment History
Current Registrations
O'connor Financial Group LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
O'connor Wealth Management, LLC.
O'connor Wealth Management, LLC.
Mony Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.