Brendan Richard Toomey

CFP

Toomey Investment Management, INC

34 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Toomey Investment Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

1,302 clients

Average Client Portfolio

$208K average

Assets Under Management

$270.6M

Fee Structure

Location

420 Center Street, 1st Floor, Wallingford, CT, 06492

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2003

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brendan prepares tax returns as a self-employed individual for about 30 hours per week from January to April. He also spends minimal time per month on fixed insurance through Toomey Investment Management.