Stephen Hans Wagner

CFP

33 Years of Experience

3 DisclosuresBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Integrity Wealth Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

6 advisors

Number of Clients

823 clients

Average Client Portfolio

$334K average

Assets Under Management

$274.9M

Fee Structure

Location

196 S. Fir St., Suite 140, Ventura, CA, 93001

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2014

Denied

Customer Dispute

February 2010

Settled

Customer Dispute

October 2001

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Stephen operates Wagner Financial as a DBA for his LPL business and provides investment advisory services through Integrity Wealth Advisors, dedicating about a quarter of his time to the latter. He also sells non-variable insurance products and has income from selling sporting tickets and rental properties.

Employment History

Current Registrations

Integrity Wealth Advisors, LLC

February 2016 - Present · 10 yrs

LPL Financial LLCBroker

January 2016 - Present · 10 yrs 1 mo

Transamerica Financial Advisors, INC.

July 1997 - September 2009 · 12 yrs 2 mos

Transamerica Financial Advisors, INC.Broker

October 1992 - September 2009 · 16 yrs 11 mos

State Registrations40 states

AKALARAZCACOCTDCFLGAHIIAIDILINKSMAMIMNMOMSMTNCNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.