Stephen Wagner
Stephen Wagner is a CFP-designated registered investment advisor at Integrity Wealth Advisors, LLC, based in Ventura, CA, with 33 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 823 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Wealth Advisors offers two investment management options:
- Asset Management: The maximum annual fee is 1.50% of your portfolio.
- Comprehensive Portfolio Management: Fees can be a percentage of your portfolio (up to 1.75% annually) or hourly (up to $350/hour). This includes financial planning or consulting services.
Location
196 S. Fir St., Suite 140, Ventura, CA, 93001
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
December 2025Customer Dispute
November 2014Customer Dispute
February 2010Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Stephen operates Wagner Financial as a DBA for his LPL business and provides investment advisory services through Integrity Wealth Advisors, dedicating about a quarter of his time to the latter. He also sells non-variable insurance products and has income from selling sporting tickets and rental properties.
Employment History
Current Registrations
Integrity Wealth Advisors, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.