Paul Steven Plemenos

Mra Advisory Group

26 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningBusiness Owners

Mra Advisory Group

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

401 clients

Average Client Portfolio

$732K average

Assets Under Management

$293.6M

Fee Structure

Minimum Investment:$50K

Location

14 Walsh Drive, Suite 302, Parsippany, NJ, 07054

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 2016

Final

Employment Separation After Allegations

June 2015

Customer Dispute

March 2015

Settled

Customer Dispute

May 2003

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Paul owns WE Racing, an automobile racing business, since 2013. He spends a few hours per week on this activity.

Employment History

Current Registrations

Mra Advisory Group

October 2018 - Present · 7 yrs 4 mos

Previous Registrations

Ameriprise Financial Services, INC.

July 2015 - June 2017 · 1 yr 11 mos

Ameriprise Financial Services, INC.Broker

July 2015 - June 2017 · 1 yr 11 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

June 2010 - July 2015 · 5 yrs 1 mo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

June 2010 - July 2015 · 5 yrs 1 mo

Wells Fargo Advisors, LLC

May 2003 - June 2010 · 7 yrs 1 mo

Wells Fargo Advisors, LLCBroker

May 2003 - June 2010 · 7 yrs 1 mo

Morgan Stanley

June 2002 - May 2003 · 11 mos

Morgan Stanley Dw INC.Broker

September 1997 - May 2003 · 5 yrs 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.