Carl Holly is a registered investment advisor at Vanderbilt Advisory Services, based in Woodbury, NY, with 33 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2003Customer Dispute
January 2002Customer Dispute
June 1996Customer Dispute
May 1995Other Business Activities
Carl is the President of CJH International Inc. since 2004, primarily using it to deposit paychecks from Vanderbilt Securities once a month, requiring minimal time.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Prime Capital Services, INC.Broker
New Times Securities Services, INC.Broker
Prudential Securities IncorporatedBroker
Kirlin Securities INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.