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Michael Dominick Moses

29 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
4,546 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5M+0.50%

Fees, including minimum annual fees, are negotiable for individually managed accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$5,000
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Location

90 Beach Street, Westerly, RI, 02891

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bradley Foster & Sargent INC
May 2025 - Present · 9 mos
Previous Registrations
Napatree Capital LLC
January 2020 - May 2025 · 5 yrs 4 mos
Fidelity Brokerage Services LLCBroker
June 2006 - July 2017 · 11 yrs 1 mo
Adams Harkness, INC.Broker
August 2003 - January 2006 · 2 yrs 5 mos
Edward JonesBroker
September 2002 - July 2003 · 10 mos
Adams, Harkness & Hill, INC.Broker
March 1998 - October 2001 · 3 yrs 7 mos
Herzog, Heine, Geduld, INC.Broker
December 1991 - November 1997 · 5 yrs 11 mos
State Registrations3 states
CTMARI
Advisor
Exams
No exam information available for this advisor.