Jeffrey Rosen is a registered investment advisor at Bahl & Gaynor INC, based in Cincinnati, OH, with 23 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 889 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Minimum account fee is $10,000 which may be waived or discounted. Related accounts may be aggregated for fee calculation purposes.
Fee Estimator
Location
255 East Fifth Street, Suite 2700, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (3)
Regulatory
August 2010Employment Separation After Allegations
May 2010Employment Separation After Allegations
June 2009Other Business Activities
Jeffrey is a registered representative with Quasar Distributors, LLC. He is also a partner in Mittrosen LLC, a restaurant investment, but dedicates minimal time to this activity.
Employment History
Current Registrations
Bahl & Gaynor INC
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Forethought Distributors, LLCBroker
Innovation Partners LLCBroker
Pacific Select Distributors, INC.Broker
Lincoln Financial Distributors, INC.Broker
Planco Financial Services, LLCBroker
Prudential Investment Management Services LLCBroker
Corporate Securities Group, INC.Broker
Fidelity Brokerage Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.