DK
CFP
DK
CFP

David Brad Kauffman

25 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
81 advisors
Number of Clients
3,296 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$9.3B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
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Location

155 Seaport Blvd, 3rd Floor, Boston, MA, 02210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a partner at Waypoint Consulting Group in Columbia, MD, an activity that is not investment-related. He spends minimal time on this activity.

Employment History
Current Registrations
Cw Advisors, LLC
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Pinnacle Advisory Group, INC.
February 2007 - May 2021 · 14 yrs 3 mos
Ferris, Baker Watts Incorporated
June 2003 - January 2007 · 3 yrs 7 mos
Morgan Stanley
November 2002 - June 2003 · 7 mos
Capital Investment Advisors
January 2000 - June 2003 · 3 yrs 5 mos
State Registrations1 state
MD
Advisor
Exams
No exam information available for this advisor.