James Tharin is a CFA-designated registered investment advisor at Emerald Asset Management, INC., based in Rocky Mount, NC, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 152 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Emerald Asset Management charges up to 1.25% of your account value annually for portfolio management. This fee is negotiable based on account size, client needs, and complexity. The fee is billed quarterly in advance. You'll receive statements from your custodian detailing fees and account activity.
Location
2343 Professional Drive, Suite B, Rocky Mount, NC, 27804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns rental property since 1998 and is a passive investor, dedicating minimal time to it. He is also a member of the CFA North Carolina Society and a voting board member of the Rocky Mount Planning Board, dedicating minimal time to each.
Employment History
Current Registrations
Emerald Asset Management, INC.
Previous Registrations
Emerald Investment Partners, LLC
Wells Fargo Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.