Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
93 advisors
Number of Clients
7,967 clients
Average Client Portfolio
$4.8M average
Assets Under Management
$38.3B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

333 South Hope Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David owns rental property as a sole proprietor since 2016. This activity is not investment-related.

Employment History
Current Registrations
Capital Group Private Client Services, INC.
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Capital Bank and Trust Company
April 2020 - July 2021 · 1 yr 3 mos
Dynasty Wealth Management, LLC
April 2017 - March 2020 · 2 yrs 11 mos
Dynasty Securities, LLCBroker
October 2016 - March 2020 · 3 yrs 5 mos
UBS Financial Services INC.Broker
December 2002 - June 2016 · 13 yrs 6 mos
UBS Financial Services INC.
December 2002 - June 2016 · 13 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 1991 - December 2002 · 11 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1991 - December 2002 · 11 yrs 1 mo
State Registrations6 states
CAGAILNVNYTX
Advisor
Exams
No exam information available for this advisor.
David P Wiener - Financial Advisor | TrueAdvisor