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Christopher Dennis

Arrowhead Wealth Management CORP.
33 Years of Experience
Modesto, CA
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Christopher Dennis is a registered investment advisor at Arrowhead Wealth Management CORP., based in Modesto, CA, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 81 clients with $27M in assets under management.

Arrowhead Wealth Management CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
81 clients
Average Client Portfolio
$338K average
Assets Under Management
$27.4M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

The investment advisory fee may be negotiated at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

909 15th St, #4, Modesto, CA, 95354

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 2013
Final Disposition
Customer Dispute
February 1998
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher is an independent insurance producer for various insurance companies since May 2022. This activity takes a few hours per week.

Employment History
Current Registrations
Arrowhead Wealth Management CORP.
May 2014 - Present · 11 yrs 11 mos
Previous Registrations
Wedbush Securities INC.
November 2011 - March 2014 · 2 yrs 4 mos
Wedbush Securities INC.Broker
January 2009 - March 2014 · 5 yrs 2 mos
First Wall Street CORP.Broker
May 1999 - December 2008 · 9 yrs 7 mos
Transglobal Capital CorporationBroker
November 1998 - May 1999 · 6 mos
Waldron & CO., INC.Broker
February 1997 - September 1998 · 1 yr 7 mos
Interfirst Capital CorporationBroker
July 1992 - March 1997 · 4 yrs 8 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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