Brett Frum
Brett Frum is a registered investment advisor at Kcd Financial, INC., based in Green Bay, WI, with 22 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,145 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.
Location
3061 Allied Street, Suite B, Green Bay, WI, 54304
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2025Customer Dispute
November 1994Other Business ActivitiesSells Insurance
Brett is the Director of Sales and Distribution for TradeBacked Inc, dedicating about 35 hours per week. He also spends a few hours per week selling fixed annuities and life insurance products.
Employment History
Current Registrations
Kcd Financial, INC.
Kcd Financial, INC.
Kcd Financial, INC.Broker
Previous Registrations
Aei Securities, INC.Broker
Patrick Capital Markets, LLCBroker
Provasi Capital Partners LPBroker
Bic Distributors, LLCBroker
Mbsc Securities Corporation
Mbsc Securities CorporationBroker
Prudential Investments LLC
Prudential Investment Management Services LLCBroker
Thornburg Securities CorporationBroker
Seligman Advisors, INC.Broker
Deutsche Banc Alex. Brown INC.Broker
Painewebber IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.