Brett Michael Frum

Kcd Financial, INC.

21 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Kcd Financial, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

35 advisors

Number of Clients

1,145 clients

Average Client Portfolio

$159K average

Assets Under Management

$182.6M

Fee Structure

Minimum Investment:$25K

Location

3061 Allied Street, Suite B, Green Bay, WI, 54304

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 1994

Final

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Other Business ActivitiesSells Insurance

Brett is the Director of Sales and Distribution for TradeBacked Inc, dedicating about 35 hours per week. He also spends a few hours per week selling fixed annuities and life insurance products.