SW
CFP
SW
CFP

Stephen Peter Wetzel

34 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
221 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$247.6M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50K1.75%
$50K - $100K1.50%
$100K - $200K1.25%
$200K - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $7.5M0.70%
$7.5M - $10.0M0.65%
$10M+0.60%

Fees may be negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

30 South Main Street, Yardley, PA, 19067

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Stephen is a fixed insurance broker and sole proprietor, earning commissions since 1991, dedicating about 10-20% of his time. He also has extensive real estate holdings, teaches financial management at NYU, and is President of Prometheus Capital Management Corp, an RIA, spending about a quarter of his time on this.

Employment History
Current Registrations
Prometheus Capital Management CORP.
January 2003 - Present · 23 yrs 1 mo
Previous Registrations
The Investment Center, INC.Broker
September 2011 - February 2025 · 13 yrs 5 mos
Hornor, Townsend & Kent, INC.
March 2004 - May 2005 · 1 yr 2 mos
Hornor, Townsend & Kent, INC.Broker
September 1994 - October 2011 · 17 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
August 1991 - September 1994 · 3 yrs 1 mo
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.