Christopher John Juall

Moors & Cabot, INC

34 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Moors & Cabot, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

69 advisors

Number of Clients

4,509 clients

Average Client Portfolio

$686K average

Assets Under Management

$3.1B

Fee Structure

Minimum Investment:$50K

Location

Seafoam Village 2800 Placida Rd, Unit 103, Englewood, FL, 34224

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History

Regulatory History (1)

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Customer Dispute

September 2018

Denied

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Other Business Activities

Christopher owns Lazy Products, LLC, selling water floats, and is also the Owner/Manager of TQC Education, LLC, selling online boating courses. Neither activity is securities-related.

Employment History

Current Registrations

Moors & Cabot, INC.Broker

June 2008 - Present · 17 yrs 8 mos

Moors & Cabot, INC

August 2007 - Present · 18 yrs 6 mos

Previous Registrations

Lemon Bay Asset Management, INC.

September 2008 - July 2014 · 5 yrs 10 mos

Moors & Cabot Financial Advisors, LLCBroker

July 2005 - June 2008 · 2 yrs 11 mos

Wolff-Juall Investment Avisors, INC.

August 2004 - January 2007 · 2 yrs 5 mos

Moors & Cabot INC

January 2003 - August 2007 · 4 yrs 7 mos

Moors & Cabot, INC.Broker

March 1999 - August 2006 · 7 yrs 5 mos

First Southeastern Securities Group, IncorporatedBroker

December 1996 - April 1999 · 2 yrs 4 mos

Matrix Capital Group, INC.Broker

December 1995 - December 1996 · 1 yr

Dean Witter Reynolds INC.Broker

October 1991 - November 1995 · 4 yrs 1 mo

Biltmore Securities, INCBroker

September 1991 - October 1991 · 1 mo

State Registrations27 states

ARCACOCTDCFLGAILINMAMDMEMIMNMONCNHNJNYPARISCTNTXVAVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.