Christopher Juall is a registered investment advisor at Moors & Cabot, INC, based in Englewood, FL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
Seafoam Village 2800 Placida Rd, Unit 103, Englewood, FL, 34224
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Regulatory History (1)
Customer Dispute
September 2018Other Business Activities
Christopher owns Lazy Products, LLC, selling water floats, and is also the Owner/Manager of TQC Education, LLC, selling online boating courses. Neither activity is securities-related.
Employment History
Current Registrations
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Previous Registrations
Lemon Bay Asset Management, INC.
Moors & Cabot Financial Advisors, LLCBroker
Wolff-Juall Investment Avisors, INC.
Moors & Cabot INC
Moors & Cabot, INC.Broker
First Southeastern Securities Group, IncorporatedBroker
Matrix Capital Group, INC.Broker
Dean Witter Reynolds INC.Broker
Biltmore Securities, INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.