FS
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Frank Charles Stolfa

28 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
244 clients
Average Client Portfolio
$114.4M average
Assets Under Management
$27.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
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Location

505 Wakara Way, 3rd Floor, Salt Lake City, UT, 84108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank works as a Client Relationship Manager at Wasatch Advisors LP, a registered investment advisor. This is a full-time position, with nearly full-time hours spent during trading hours.

Employment History
Current Registrations
Wasatch Advisors LP
May 2004 - Present · 21 yrs 9 mos
Alps Distributors, INC.Broker
March 2004 - Present · 21 yrs 11 mos
Previous Registrations
Fidelity Brokerage Services, INC.Broker
March 1992 - November 1998 · 6 yrs 8 mos
American Express Financial Advisors INC.Broker
September 1991 - February 1992 · 5 mos
Ids Life Insurance CompanyBroker
September 1991 - February 1992 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.