Diane Spearin
Diane Spearin is a CFP-designated registered investment advisor at Ernst & Young Investment Advisers LLP, based in Secaucus, NJ, with 15 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Plaza Drive, Suite 2222, Secaucus, NJ, 07994
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diane is involved in several outside business activities. She performs bookkeeping for Waxwing Advisors, LLC and a rental property, presents workshops for Balancing Life Issues, Inc., and works as an investment-related advisor with JHS Capital Advisors, LLC, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
Previous Registrations
Jhs Capital Advisors, LLC
Stonegate Wealth Management, LLC
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.