Alan Harter is a registered investment advisor, based in Vienna, VA, with 34 years of industry experience.
Location
8614 Westwood Center Drive, Suite 620, Vienna, VA, 22182
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alan is the CEO of Pactolus Private Wealth Management, LLC and Pactolus Capital Partners, dedicating full-time hours to the former. He also manages Pactolus Income Opportunities LLC and serves as a managing member of several SPV entities.
Employment History
Current Registrations
Pactolus Capital PartnersBroker
Pactolus
Previous Registrations
Blackbook Capital LLCBroker
Forefront Capital Markets LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.