TrueAdvisor
TrueAdvisor
JM
JM

James C Marshal

The Institute
24 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
The Institute
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
817 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K

Location

9878 W. Belleview Ave., #2306, Denver, CO, 80123

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History

Regulatory History (1)
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Judgment / Lien
April 2015
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Other Business Activities

James provides personal CFO services for nonprofit and for-profit businesses, including financial analysis, compliance monitoring, budget preparation, and tax return data collection. He also consults with business owners and provides payroll services.

Employment History
Current Registrations
The Institute
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
Institute for Wealth Advisors, INC.
March 2013 - April 2019 · 6 yrs 1 mo
Spc
January 2004 - March 2013 · 9 yrs 2 mos
Summit Financial Group INC
January 2001 - September 2003 · 2 yrs 8 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.