James Arlen Dempsey

Centennial Securities Company INC

34 Years of Experience

9 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching

Centennial Securities Company INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

39 advisors

Number of Clients

2,691 clients

Average Client Portfolio

$428K average

Assets Under Management

$1.2B

Fee Structure

Location

3075 Charlevoix Drive Se, Grand Rapids, MI, 49546

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History

Regulatory History (9)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2004

Settled

Customer Dispute

July 2003

Pending

Customer Dispute

December 2002

Settled

Customer Dispute

September 2002

Settled

Customer Dispute

July 2002

Settled

Customer Dispute

August 2000

Settled

Customer Dispute

May 2000

Award / Judgment

Customer Dispute

February 2000

Settled

Customer Dispute

December 1999

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James is an Advanced Planning Specialist at Farm Bureau Insurance of MI since 2002, focusing on retirement planning and business succession. This role takes nearly full-time hours each week and is investment-related.

Employment History

Previous Registrations

Fb Equity Sales Corporation of MichiganBroker

February 2002 - September 2019 · 17 yrs 7 mos

Sigma Financial CorporationBroker

November 1992 - February 2002 · 9 yrs 3 mos

The Trading Desk, INC.Broker

November 1991 - December 1992 · 1 yr 1 mo

State Registrations3 states

CAFLMI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.