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Allen Cecil Rogers
Benjamin F. Edwards & Company, Incorporated
34 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
479 advisors
Number of Clients
30,126 clients
Average Client Portfolio
$520K average
Assets Under Management
$15.7B
Fee Structure
Financial Planning:
Investment management only
Minimum Annual Fee:
$125
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Location
One North Brentwood Boulevard, Suite 850, St. Louis, MO, 63105
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
October 2008
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
July 2016 - Present · 9 yrs 7 mos
Benjamin F. Edwards & Company, INC.
Broker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - July 2016 · 8 yrs 6 mos
Wells Fargo Advisors, LLC
Broker
January 2008 - July 2016 · 8 yrs 6 mos
A. G. Edwards & Sons, INC.
August 2005 - January 2008 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.
Broker
November 1991 - January 2008 · 16 yrs 2 mos
State Registrations
27 states
AL
AR
AZ
CA
CO
CT
FL
GA
ID
IN
KS
KY
MA
MD
ME
MO
NC
NE
NV
OH
OK
OR
SC
TX
VA
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.