James Leroy Black

CFP

The Retirement Solution LLC

22 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

The Retirement Solution LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

860 clients

Average Client Portfolio

$667K average

Assets Under Management

$573.3M

Fee Structure

Minimum Investment:None

Location

18300 Redmond Way, Suite 250, Redmond, WA, 98052

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2024

Settled

Customer Dispute

June 2011

Closed-No Action

Customer Dispute

June 2011

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

James is a manager at Geldboom, LLC, handling administration since 2019. This activity is not investment-related.

Employment History

Current Registrations

The Retirement Solution LLC

October 2008 - Present · 17 yrs 4 mos

Previous Registrations

Pacific West Financial Consultant INC

October 2003 - December 2008 · 5 yrs 2 mos

Wentworth, Hauser and Violich, INC.

May 2003 - October 2003 · 5 mos

State Registrations2 states

TXWA

Advisor

Exams

No exam information available for this advisor.