Sean Casey is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 34 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
400 1st St S Ste 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean is a board member of the Rose Hill Plantation Home Owners Association, dedicating minimal time and receiving no compensation. Sean also owns rental property.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Previous Registrations
Guaranty Brokerage Services, INC.Broker
Bancnorth Investment Group, INC.Broker
Ifmg Securities, INC.Broker
Invest Financial CorporationBroker
Fsc Securities CorporationBroker
Nationwide Investment Services CorporationBroker
Financial Horizons Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.