HW
HW

Howard Michael Wolfson

34 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
33 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$37.4M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $750K1.75%
$750K - $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

The client may negotiate the fee schedule with the client’s Advisory Representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Gold River, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Gold Coast Securities, INC.
August 2004 - Present · 21 yrs 6 mos
Gold Coast Securities, INC.Broker
August 2004 - Present · 21 yrs 6 mos
Gold Coast Securities, INC.
August 2004 - Present · 21 yrs 6 mos
Previous Registrations
Mid Atlantic Financial Management, INC.
May 2004 - August 2004 · 3 mos
Mid Atlantic Capital CorporationBroker
May 2004 - August 2004 · 3 mos
London Pacific Advisors
June 2003 - May 2004 · 11 mos
London Pacific Securities, INC.Broker
July 1997 - May 2004 · 6 yrs 10 mos
New England SecuritiesBroker
July 1991 - July 1997 · 6 yrs
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.