Andrew Joseph Mcfarland

Tlg Advisors, INC.

33 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate Planning

Tlg Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

282 advisors

Number of Clients

6,138 clients

Average Client Portfolio

$317K average

Assets Under Management

$1.9B

Fee Structure

Minimum Investment:$25K

Location

Dana Point, CA

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2007

Denied

Customer Dispute

August 2005

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andrew is involved in insurance sales through BKA Financial, focusing on life insurance solutions and dedicating full-time hours to this endeavor. He is also an Investment Advisor Representative (IAR) with TLG Advisors Inc, but spends no time on this activity.

Employment History

Current Registrations

Tlg Advisors, INC.

March 2023 - Present · 2 yrs 11 mos

The Leaders Group, INC.

January 2023 - Present · 3 yrs 1 mo

The Leaders Group, INC.Broker

January 2023 - Present · 3 yrs 1 mo

Previous Registrations

First Republic Investment Management, INC.

April 2021 - January 2023 · 1 yr 9 mos

First Republic Securities Company, LLCBroker

April 2021 - January 2023 · 1 yr 9 mos

P.J. Robb Variable CorporationBroker

March 2021 - April 2021 · 1 mo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

December 2011 - March 2021 · 9 yrs 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

July 2011 - March 2021 · 9 yrs 8 mos

Valmark Securities, INC.Broker

November 2010 - July 2011 · 8 mos

Metlife Investors Distribution CompanyBroker

December 2004 - July 2010 · 5 yrs 7 mos

Metlife Investors Distribution CompanyBroker

January 2002 - December 2004 · 2 yrs 11 mos

Equitable Distributors, INC.Broker

November 2000 - January 2002 · 1 yr 2 mos

AXA Advisors, LLCBroker

November 1991 - November 2000 · 9 yrs

The Equitable Life Assurance Society of the United StatesBroker

November 1991 - January 2000 · 8 yrs 2 mos

State Registrations2 states

CANY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.