Humberto Moreno is a CFA-designated registered investment advisor at Strategic Financial Concepts, LLC, based in Round Rock, TX, with 32 years of industry experience. Humberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 3,290 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees may be negotiable based on individual client circumstances. Managed accounts may be subject to an account maintenance fee of $15.00 per quarter for accounts valued lower than $75,000 depending upon the custodian.
Fee Estimator
Location
2201 Double Creek Drive, Suite 5005, Round Rock, TX, 78664
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Humberto provides investment advisory services through Strategic Financial Concepts LLC and NFA Wealth Management, spending about 10-20% of his time on each. He also has a real estate rental business and works for Transmission Golf, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Strategic Financial Concepts, LLC
Previous Registrations
Sfg Wealth Management
LPL Financial LLC
LPL Financial LLCBroker
Foreside Fund Services, LLCBroker
Nexbank Securities INCBroker
Invesco Aim Private Asset Management, INC.
Invesco Aim Distributors, INC.Broker
Fund Management CompanyBroker
A I M Distributors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.