Scott Kelley
Scott Kelley is a ChFC-designated registered investment advisor at Integrity Alliance, LLC, based in San Ramon, CA, with 34 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
2633 Camino Ramon, Suite 452, San Ramon, CA, 94583
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2016Other Business ActivitiesSells Insurance
Scott is a licensed independent insurance agent since 1991, focusing on sales and management, which takes about half of his time. Scott also owns Pacific Atlantic, LLC, an investment property, and spends minimal time reviewing financial documents and making decisions on property updates.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Brooker Wealth Management
Previous Registrations
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Carillon Investments, INC
Carillon Investments, INC.Broker
Sentra Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.