Hunter Knapp is a registered investment advisor at Northern Trust Investments, Incorporated, based in Chicago, IL, with 32 years of industry experience. Hunter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 41,475 clients with $1100B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
41,475 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$1114.8B

Fee Structure

Investment management only (planning not offered)

NTI offers investment management services through separately managed accounts. Fees are charged as a percentage of the assets managed. The specific percentage varies depending on the investment strategy used:

  • Third-Party Strategies: Up to 1.00% per year
  • Quantitative Equity: Up to 0.65% per year
  • Passive Equity: Up to 0.30% per year
  • Fixed Income: Up to 0.45% per year
  • Tax Advantaged Long/Short Equity: Up to 1.50% per year
  • Cash Management: Up to 0.12% per year
  • Multi-Asset Class: Up to 0.50% per year

Fees are invoiced quarterly, monthly, or as stated in the client's agreement.

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Location

50 S Lasalle Street, Chicago, IL, 60603-1008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
May 2020 - Present · 5 yrs 11 mos
Northern Trust Securities, INC.
April 2020 - Present · 6 yrs
Northern Trust Securities, INC.Broker
April 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Funds Distributor, LLCBroker
January 2010 - January 2020 · 10 yrs
Wells Fargo Funds Management, LLC
January 2010 - February 2019 · 9 yrs 1 mo
Evergreen Investment Management CO
September 2009 - January 2010 · 4 mos
Evergreen Investment Services, INC.Broker
January 2007 - January 2010 · 3 yrs
Clearbridge Advisors, LLC
December 2005 - January 2007 · 1 yr 1 mo
Legg Mason Investor Services, LLCBroker
December 2005 - January 2007 · 1 yr 1 mo
Citigroup Global Markets INC.
October 2003 - December 2005 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
October 2003 - December 2005 · 2 yrs 2 mos
Ing Funds Distributor, LLCBroker
January 2003 - June 2003 · 5 mos
Phoenix Equity Planning CorporationBroker
September 2000 - December 2002 · 2 yrs 3 mos
Fam Distributors, INC.Broker
February 2000 - September 2000 · 7 mos
Pioneer Funds Distributor, INC.Broker
February 1999 - February 2000 · 1 yr
New England Funds, L.P.Broker
June 1996 - February 1999 · 2 yrs 8 mos
Van Kampen American Capital Distributors, INC.Broker
December 1993 - June 1996 · 2 yrs 6 mos
American Funds Distributors, INC.Broker
January 1993 - November 1993 · 10 mos
Anchor National Financial Services, INC.Broker
May 1991 - August 1991 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.