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Hunter Bowne Knapp

Northern Trust Investments, Incorporated
32 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northern Trust Investments, Incorporated
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
41,475 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

50 S Lasalle Street, Chicago, IL, 60603-1008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
May 2020 - Present · 5 yrs 9 mos
Northern Trust Securities, INC.
April 2020 - Present · 5 yrs 10 mos
Northern Trust Securities, INC.Broker
April 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Funds Distributor, LLCBroker
January 2010 - January 2020 · 10 yrs
Wells Fargo Funds Management, LLC
January 2010 - February 2019 · 9 yrs 1 mo
Evergreen Investment Management CO
September 2009 - January 2010 · 4 mos
Evergreen Investment Services, INC.Broker
January 2007 - January 2010 · 3 yrs
Clearbridge Advisors, LLC
December 2005 - January 2007 · 1 yr 1 mo
Legg Mason Investor Services, LLCBroker
December 2005 - January 2007 · 1 yr 1 mo
Citigroup Global Markets INC.
October 2003 - December 2005 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
October 2003 - December 2005 · 2 yrs 2 mos
Ing Funds Distributor, LLCBroker
January 2003 - June 2003 · 5 mos
Phoenix Equity Planning CorporationBroker
September 2000 - December 2002 · 2 yrs 3 mos
Fam Distributors, INC.Broker
February 2000 - September 2000 · 7 mos
Pioneer Funds Distributor, INC.Broker
February 1999 - February 2000 · 1 yr
New England Funds, L.P.Broker
June 1996 - February 1999 · 2 yrs 8 mos
Van Kampen American Capital Distributors, INC.Broker
December 1993 - June 1996 · 2 yrs 6 mos
American Funds Distributors, INC.Broker
January 1993 - November 1993 · 10 mos
Anchor National Financial Services, INC.Broker
May 1991 - August 1991 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.