Annette Utterback is a registered investment advisor at Lsb Wealth Management, based in Ankeny, IA, with 33 years of industry experience. Annette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 406 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Location
1375 SW State Street, Ankeny, IA, 50023
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Annette is involved in several investment-related activities, including operating as a DBA for LPL business, serving as Vice President of JRM Properties LLC (real estate rental), and providing investment advisory services through LSB Capital Management, LLC and LSB Capital Management, Inc. Annette dedicates nearly full-time hours to her LPL business, minimal time to JRM Properties LLC, and about half her time to each of the LSB Capital Management entities.
Employment History
Current Registrations
Lsb Wealth Management
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Broker Dealer Financial Services CORP.Broker
Investment Advisors CORP
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.