Richard Carlesco is a registered investment advisor, based in Liverpool, NY, with 34 years of industry experience.
Location
404 Old Liverpool Rd, Liverpool, NY, 13088
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Regulatory History (2)
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Customer Dispute
December 2025Pending
Customer Dispute
June 2014Settled
Other Business Activities
Richard is a board member and volunteer for Victory for Vets, Inc., dedicating minimal time. He is also an investment advisor representative (IAR) of a registered investment advisor (RIA), spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2025 - Present · 1 yr
Cambridge Investment Research, INC.Broker
April 2025 - Present · 1 yr
Ibn Financial Services, INC
November 2020 - Present · 5 yrs 5 mos
Ibn Financial Services, INC.Broker
October 2000 - Present · 25 yrs 6 mos
Previous Registrations
Ibn Financial Services, INC
January 2014 - December 2019 · 5 yrs 11 mos
Leigh Baldwin & CO., LLCBroker
February 1996 - August 2000 · 4 yrs 6 mos
Liberty Securities CorporationBroker
August 1994 - August 1995 · 1 yr
Pruco Securities CorporationBroker
April 1991 - August 1994 · 3 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - December 1993 · 2 yrs 8 mos
State Registrations11 states
ILINMAMDMTNHNYOHPAVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.